Name(1) | | Common Stock Beneficially Owned | | Exercisable Options Included in Common Stock Beneficially Owned | | Percentage of Class | | |||||||||||||||||||||||||||||||
Name(1) | | Common Stock Beneficially Owned | | Exercisable Options Included in Common Stock Beneficially Owned | | Percentage of Class | | |||||||||||||||||||||||||||||||
Directors | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
Morton A. Bender | | | | 750,097 | | | | | — | | | | | 5.50% | | | ||||||||||||||||||||||
Marc N. Duber | | | | 3,668 | | | | | — | | | | | * | | | ||||||||||||||||||||||
Patricia A. Ferrick(2) | | | | 187,919 | | | | | 130,018 | | | | | 1.36% | | | | | | 238,283 | | | | | 110,348 | | | | | 1.34% | | | ||||||
L. Burwell Gunn | | | | 125,944 | | | | | 103,167 | | | | | * | | | | | | 134,118 | | | | | 87,397 | | | | | * | | | ||||||
Meena Krishnan | | | | 15,020 | | | | | — | | | | | * | | | | | | 18,775 | | | | | — | | | | | * | | | ||||||
Scott Laughlin | | | | 175,205 | | | | | 93,836 | | | | | 1.28% | | | | | | 209,846 | | | | | 70,309 | | | | | 1.18% | | | ||||||
Thomas L. Patterson | | | | 218,282 | | | | | 93,836 | | | | | 1.59% | | | | | | 214,340 | | | | | 70,309 | | | | | 1.21% | | | ||||||
David W. Pijor(2) | | | | 609,202 | | | | | 351,560 | | | | | 4.35% | | | | | | 733,229 | | | | | 292,968 | | | | | 4.08% | | | ||||||
Devin Satz | | | | 185,032 | | | | | 93,836 | | | | | 1.35% | | | | | | 209,789 | | | | | 70,309 | | | | | 1.18% | | | ||||||
Lawrence W. Schwartz | | | | 114,177 | | | | | 74,999 | | | | | * | | | | | | 127,406 | | | | | 70,309 | | | | | * | | | ||||||
Sidney G. Simmonds | | | | 99,950 | | | | | 74,999 | | | | | * | | | | | | 129,450 | | | | | 70,309 | | | | | * | | | ||||||
Daniel M. Testa | | | | 244,532 | | | | | 103,601 | | | | | 1.78% | | | | | | 259,724 | | | | | 82,515 | | | | | 1.46% | | | ||||||
Philip R. Wills III | | | | 301,432 | | | | | 93,836 | | | | | 2.19% | | | | | | 320,697 | | | | | 70,309 | | | | | 1.81% | | | ||||||
Steven M. Wiltse | | | | 23,187 | | | | | — | | | | | * | | | | | | 32,078 | | | | | — | | | | | * | | | ||||||
Named Executive Officers who are not Directors | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
William G. Byers | | | | 95,139 | | | | | 87,108 | | | | | * | | | | | | 98,235 | | | | | 67,381 | | | | | * | | | ||||||
All directors and executive officers of the Company as a group (18 persons) | | | | 3,357,928 | | | | | 1,453,925 | | | | | 22.25% | | | | | | 3,005,390 | | | | | 1,185,027 | | | | | 15.94% | | | ||||||
Five percent shareholders | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
Nino R. Vaghi(3) | | | | 767,994 | | | | | — | | | | | 5.63% | | | | | | 986,868 | | | | | — | | | | | 5.58% | | | ||||||
Endeavor Capital Advisors, Inc.(4) | | | | 828,682 | | | | | — | | | | | 6.20% | | | | | | 1,032,035 | | | | | — | | | | | 5.84% | | | ||||||
Fourthstone LLC(5) | | | | 1,146,967 | | | | | — | | | | | 6.49% | | |
Name | | | Age | | | Position | |
William G. Byers | | | | | Chief Lending Officer and Executive Vice President of the Company and the Bank | | |
Jennifer L. Deacon | | | | | Chief Financial Officer and Executive Vice President of | | |
B. Todd Dempsey | | | | | Chief Operating Officer and Executive Vice President of | | |
Sharon L. Jackson | | | | | Chief | | |
Michael G. Nassy | | | | | Chief Credit Officer and Executive Vice President of the Company and the Bank | |
| | | | | | ||||||
| Total Number of Directors | | | 13 | | | | ||||
| Part I: Gender Identify | | | Female | | | Male | | | Did Not Disclose Gender | |
| Directors | | | 2 | | | 9 | | | 2 | |
| Part II: Demographic Background | | | | | | | | | | |
| Asian | | | 1 | | | | | | | |
| White | | | 1 | | | 9 | | | | |
| Did Not Disclose Demographic Background | | | | | | | | | 2 | |
Name | | Fees Earned or Paid in Cash | | Stock Awards(1) | | All Other Compensation | | Total | | | Fees Earned or Paid in Cash | | Stock Awards(1) | | All Other Compensation | | Total | | ||||||||||||||||||||||||||||||||
Morton A. Bender | | | $ | 47,750 | | | | $ | — | | | | $ | — | | | | $ | 47,750 | | | | | $ | 12,817 | | | | $ | — | | | | $ | — | | | | $ | 12,817 | | | ||||||||
Marc N. Duber(2) | | | | 7,485 | | | | $ | 6,766 | | | | | — | | | | | 14,250 | | | |||||||||||||||||||||||||||||
L. Burwell Gunn | | | | 55,700 | | | | | — | | | | | — | | | | | 55,700 | | | | | | 70,667 | | | | | 55,770 | | | | | — | | | | | 126,437 | | | ||||||||
Meena Krishnan | | | | 66,767 | | | | | 37,180 | | | | | — | | | | | 103,947 | | | |||||||||||||||||||||||||||||
Scott Laughlin | | | | 55,150 | | | | | — | | | | | — | | | | | 55,150 | | | | | | 60,367 | | | | | 55,770 | | | | | — | | | | | 116,137 | | | ||||||||
Thomas L. Patterson | | | | 57,050 | | | | | — | | | | | — | | | | | 57,050 | | | | | | 70,467 | | | | | 55,770 | | | | | — | | | | | 126,237 | | | ||||||||
Devin Satz | | | | 52,150 | | | | | — | | | | | — | | | | | 52,150 | | | | | | 57,767 | | | | | 55,770 | | | | | — | | | | | 113,537 | | | ||||||||
Lawrence W. Schwartz | | | | 60,450 | | | | | — | | | | | — | | | | | 60,450 | | | | | | 74,667 | | | | | 55,770 | | | | | — | | | | | 130,437 | | | ||||||||
Sidney G. Simmonds | | | | 54,650 | | | | | — | | | | | — | | | | | 54,650 | | | | | | 58,267 | | | | | 37,180 | | | | | — | | | | | 95,447 | | | ||||||||
Daniel M. Testa | | | | 53,350 | | | | | — | | | | | — | | | | | 53,350 | | | | | | 58,567 | | | | | 37,180 | | | | | — | | | | | 95,747 | | | ||||||||
Philip R. Wills, III | | | | 54,150 | | | | | — | | | | | — | | | | | 54,150 | | | | | | 62,667 | | | | | 37,180 | | | | | — | | | | | 99,847 | | | ||||||||
Steven Wiltse | | | | 54,650 | | | | | — | | | | | — | | | | | 54,650 | | | |||||||||||||||||||||||||||||
Steven M. Wiltse | | | | 66,267 | | | | | 37,180 | | | | | — | | | | | 103,447 | | |
Name and Principal Position | | Year | | Salary | | Bonus | | Stock Awards(1) | | Option Awards | | All Other Compensation(2) | | Total | | | Year | | Salary | | Bonus(1) | | Stock Awards(2) | | Option Awards | | All Other Compensation(3) | | Total | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
David W. Pijor, Chief Executive Officer | | | | | 2020 | | | | $ | 691,667 | | | | $ | 402,064 | | | | $ | — | | | | $ | — | | | | $ | 39,955 | | | | $ | 1,133,686 | | | | | | 2022 | | | | $ | 801,667 | | | | $ | 544,741 | | | | $ | 185,900 | | | | $ | — | | | | $ | 105,431 | | | | $ | 1,637,739 | | | |||||||||||||
| | | 2019 | | | | | 640,000 | | | | | 790,000 | | | | | 230,640 | | | | | — | | | | | 44,254 | | | | | 1,704,894 | | | |||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 2021 | | | | | 750,000 | | | | | 790,000 | | | | | 300,006 | | | | | — | | | | | 33,130 | | | | | 1,873,136 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Patricia A. Ferrick, President | | | | | 2020 | | | | | 416,667 | | | | | 148,454 | | | | | — | | | | | — | | | | | 19,155 | | | | | 584,276 | | | | | | 2022 | | | | | 481,333 | | | | | 215,834 | | | | | 130,130 | | | | | — | | | | | 81,955 | | | | | 909,252 | | | |||||||||||||
| | | 2019 | | | | | 390,000 | | | | | 200,000 | | | | | 172,980 | | | | | — | | | | | 19,813 | | | | | 782,793 | | | |||||||||||||||||||||||||||||||||||||||||||||||||||
William G. Byers, EVP & Chief Lending Officer | | | | | 2020 | | | | | 325,500 | | | | | 94,500 | | | | | — | | | | | — | | | | | 19,155 | | | | | 439,155 | | | |||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2019 | | | | | 312,500 | | | | | 75,000 | | | | | 115,320 | | | | | — | | | | | 19,014 | | | | | 521,834 | | | |||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 2021 | | | | | 451,667 | | | | | 285,000 | | | | | 199,998 | | | | | — | | | | | 20,133 | | | | | 956,798 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
William G. Byers, Executive Vice President & Chief Lending Officer | | | | 2022 | | | | | 355,446 | | | | | 80,000 | | | | | 111,540 | | | | | — | | | | | 19,736 | | | | | 566,722 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 2021 | | | | | 341,250 | | | | | 103,194 | | | | | 122,430 | | | | | — | | | | | 19,330 | | | | | 586,204 | | |
Name | | | Year | | | Car Allowance | | | Insurance Premiums | | | 401(k) Matching Contributions | | | Total | | |||||||||||||||
David W. Pijor | | | | | 2020 | | | | | $ | 12,000 | | | | | $ | 17,980 | | | | | $ | 9,975 | | | | | $ | 39,955 | | |
| | | 2019 | | | | | | 12,000 | | | | | | 20,473 | | | | | | 11,781 | | | | | | 44,254 | | | ||
Patricia A. Ferrick | | | | | 2020 | | | | | | — | | | | | | 9,180 | | | | | | 9,975 | | | | | | 19,155 | | |
| | | 2019 | | | | | | — | | | | | | 9,180 | | | | | | 10,633 | | | | | | 19,813 | | | ||
William G. Byers | | | | | 2020 | | | | | | — | | | | | | 9,180 | | | | | | 9,975 | | | | | | 19,155 | | |
| | | 2019 | | | | | | — | | | | | | 9,180 | | | | | | 9,834 | | | | | | 19,014 | | |
Name | | | Year | | | Car Allowance | | | Personal Use of Company Owned Vehicle | | | Insurance Premiums | | | 401(k) Matching Contributions | | | Supplemental Retirement Plan Vesting(4) | | | Total | | |||||||||||||||||||||
David W. Pijor | | | | | 2022 | | | | | $ | 12,000 | | | | | $ | — | | | | | $ | 10,920 | | | | | $ | 10,675 | | | | | $ | 71,836 | | | | | $ | 105,431 | | |
| | | | | 2021 | | | | | | 12,000 | | | | | | — | | | | | | 10,980 | | | | | | 10,150 | | | | | | — | | | | | | 33,130 | | |
Patricia A. Ferrick | | | | | 2022 | | | | | | — | | | | | | 2,250 | | | | | | 9,120 | | | | | | 10,675 | | | | | | 59,910 | | | | | | 81,955 | | |
| | | | | 2021 | | | | | | — | | | | | | 783 | | | | | | 9,180 | | | | | | 10,150 | | | | | | — | | | | | | 20,133 | | |
William G. Byers | | | | | 2022 | | | | | | — | | | | | | — | | | | | | 9,120 | | | | | | 10,616 | | | | | | — | | | | | | 19,736 | | |
| | | | | 2021 | | | | | | — | | | | | | — | | | | | | 9,180 | | | | | | 10,150 | | | | | | — | | | | | | 19,330 | | |
| | Option Awards | | Stock Awards | | | Option Awards | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | Number of Securities Underlying Unexercised Options Exercisable | | Number of Securities Underlying Unexercised Options Unexercisable | | Option Exercise Price | | Option Expiration Date | | Number of Shares or Units of Stock that Have Not Vested | | Market Value of Shares or Units of Stock that Have Not Vested(3) | | | Number of Securities Underlying Unexercised Options Exercisable | | Number of Securities Underlying Unexercised Options Unexercisable | | Option Exercise Price | | Option Expiration Date | | Number of Shares or Units of Stock that Have Not Vested | | Market Value of Shares or Units of Stock that Have Not Vested(4) | | ||||||||||||||||||||||||||||||||||||||||||||||||
David W. Pijor | | | | 34,178 | | | | | — | | | | $ | 6.40 | | | | | 3/1/2021 | | | | | 2,250(1) | | | | $ | 33,075 | | | | | | 85,447 | | | | | — | | | | $ | 5.73 | | | | | 3/1/2023 | | | | | 3,750(1) | | | | $ | 57,225 | | | ||||||||||||
| | | | 48,827 | | | | | — | | | | | 6.91 | | | | | 3/1/2022 | | | | | 9,000(2) | | | | | 132,300 | | | |||||||||||||||||||||||||||||||||||||||||||
| | | | 68,358 | | | | | — | | | | | 7.17 | | | | | 3/1/2023 | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||
| | | | 78,125 | | | | | — | | | | | 6.95 | | | | | 6/26/2024 | | | | | | | | | | | | | | | | 97,656 | | | | | — | | | | | 5.56 | | | | | 6/26/2024 | | | | | 16,081(2) | | | | | 245,396 | | | ||||||||||||
| | | | 78,125 | | | | | — | | | | | 8.56 | | | | | 3/1/2025 | | | | | | | | | | | | | | | | 97,656 | | | | | — | | | | | 6.85 | | | | | 3/1/2025 | | | | | 12,500(3) | | | | | 190,750 | | | ||||||||||||
| | | | 78,125 | | | | | — | | | | | 11.52 | | | | | 5/19/2026 | | | | | | | | | | | | | | | | 97,656 | | | | | — | | | | | 9.22 | | | | | 5/19/2026 | | | | | | | | | | | | | ||||||||||||
Patricia A. Ferrick | | | | 21,628 | | | | | — | | | | | 6.91 | | | | | 3/1/2022 | | | | | 1,500(1) | | | | | 22,050 | | | | | | 28,178 | | | | | — | | | | | 5.73 | | | | | 3/1/2023 | | | | | 2,813(1) | | | | | 42,926 | | | ||||||||||||
| | | | 27,343 | | | | | — | | | | | 7.17 | | | | | 3/1/2023 | | | | | 6,750(2) | | | | | 99,225 | | | | | | 34,178 | | | | | — | | | | | 5.56 | | | | | 6/26/2024 | | | | | 10,720(2) | | | | | 163,587 | | | ||||||||||||
| | | | 27,343 | | | | | — | | | | | 6.95 | | | | | 6/26/2024 | | | | | | | | | | | | | | | | 39,062 | | | | | — | | | | | 6.85 | | | | | 3/1/2025 | | | | | 8,750(3) | | | | | 133,525 | | | ||||||||||||
| | | | 31,250 | | | | | — | | | | | 8.56 | | | | | 3/1/2025 | | | | | | | | | | | | | | | | 37,108 | | | | | — | | | | | 9.22 | | | | | 5/19/2026 | | | | | | | | | | | | | ||||||||||||
| | | | 29,687 | | | | | — | | | | | 11.52 | | | | | 5/19/2026 | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||
William G. Byers | | | | 15,625 | | | | | — | | | | | 6.91 | | | | | 3/1/2022 | | | | | 1,000(1) | | | | | 14,700 | | | | | | 21,971 | | | | | — | | | | | 5.73 | | | | | 3/1/2023 | | | | | 1,875(1) | | | | | 28,613 | | | ||||||||||||
| | | | 17,577 | | | | | — | | | | | 7.17 | | | | | 3/1/2023 | | | | | 4,500(2) | | | | | 66,150 | | | | | | 19,531 | | | | | — | | | | | 5.56 | | | | | 6/26/2024 | | | | | 6,563(2) | | | | | 100,151 | | | ||||||||||||
| | | | 15,625 | | | | | — | | | | | 6.95 | | | | | 6/26/2024 | | | | | | | | | | | | | | | | 24,413 | | | | | — | | | | | 6.85 | | | | | 3/1/2025 | | | | | 7,500(3) | | | | | 114,450 | | | ||||||||||||
| | | | 19,531 | | | | | — | | | | | 8.56 | | | | | 3/1/2025 | | | | | | | | | | | | | | | | 23,437 | | | | | — | | | | | 9.22 | | | | | 5/19/2026 | | | | | | | | | | | | | ||||||||||||
| | | | 18,750 | | | | | — | | | | | 11.52 | | | | | 5/19/2026 | | | | | | | | | | | | |
| | | | Audit Committee | |
| | | | Lawrence W. Schwartz, Chairman Scott Laughlin Sidney G. Simmonds | |